• Responsible as the Compliance Officer for the Banking entity, working in collaboration with Chief Executive Officer and Risk committee.
• Responsible as the main regulator liaison officer for the Banking entity in responding to regulatory inquiries and preparation for regulatory examinations, working in collaboration with the Chief Executive Officer and Risk committee.
• Active in development and continuous improvement of an enterprise-wide framework for identifying, assessing, controlling, measuring, monitoring/testing and reporting compliance risks, and providing compliance training;
• Identify, interpret and analyze current and emerging developments for new laws, regulations, and determine their impact and requirements;
• Work in a consultative manner with business, operational or functional stakeholders to advise on implications of relevant laws, regulations and regulatory guidelines and to assist in implementation of relevant laws, regulations and regulatory guidelines into policies and procedures;
• Detect and escalate areas of non-compliance for early alert and timely corrective action plans;
• Provide regular and concise reporting on compliance related updates to Management Committees